We are currently representing a bespoke wealth management group who are looking for a Financial Planner to join their busy and growing team within their Cambridge office.
Responsibility:
Compliance with the Financial Services and Markets Act 2000 and the relevant FSA rules
Compliance with the relevant Compliance, TCF, T&C, financial crime and Anti-Money Laundering procedures of the firm at all times
Keep up to date with all relevant products, legislation and technical changes
Prospect/contact potential clients
Ensure that sufficient client information is collected and analysed
Undertake sufficient market and product research
Ensure suitable recommendations are made
Ensure that all records and supporting documents are recorded and maintained
Attain and maintain an adequate level of competence as required by the firm
Maintain all standards of performance as required by the firm
Ensure relevant CPD is maintained and recorded accurately
About You:
Level 4 Diploma qualified
Experience of giving financial advice
Extensive knowledge of compliance procedures
Provision of advice to clients in a compliant manner.
Detailed and accurate, with the ability to prioritise and plan their workload.
Excellent communication (both written and verbal)
Professional
Benefits:
Profit share
8% pension contribution (rising to 8.5% in May 2018), additional 3% contribution available under certain circumstances,
Financial Adviser, Cambridge (CR-742)
We are currently representing a bespoke wealth management group who are looking for a Financial Planner to join their busy and growing team within their Cambridge office.
Responsibility:
About You:
Benefits:
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