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Compliance Assistant, Canterbury (CR-1300)

£30000 - £45000 Plus benefits

We’re currently representing a Chartered Financial Planning firm in Canterbury who are look for an experienced financial professional to assist their Compliance Director.

This may be suited to someone who wishes to progress from a Paraplanner or Senior Paraplanner position to a supervisory function.  It could also suit a candidate who has progressed from Paraplanner to Adviser but is looking for a more technical role.

The Role

  • Assessing and checking the advice provided by the advisory team.
  • Assessing the work being produced for clients and ensuring the firms high standards are maintained.  
  • Provide technical support and assistance to the advisory team and so a good knowledge of current legislation is necessary.
  • Run ad hoc projects reviewing the needs of clients and ensuring we are meeting them.
  • Assisting with the technical training of staff.

About you

  • Highly experienced in the advisory process 
  • Have extensive experience of suitability report production, ideally with knowledge of Trusts, IHT Planning, Pensions, Investments and Wealth Management.  
  • Hold at least Diploma (level 4) qualified, but preferably progressing towards or qualified to Advanced Diploma/Chartered level (level 6).  
  • Recent experience of working in an IFA environment 


  • Support with ongoing study and the firm will require you to take further qualifications to gain Chartered Status and to take part in Continuous Professional Development.  
  • Potential for an annual discretionary bonus
  • Pension scheme membership (with a 5% employer contribution, increasing after 5 years service),
  • Group life cover (4 x earnings) and group income protection cover.  
  • Salary is negotiable based on experience.
Employment type: 
Employed (Full Time)
Financial Planning
Reference Number: